Files
UA-.NETStandard/docs/ResourceIsolation.md
Marc Schier 7c965fd636 Capture metadata images and generation-bound session clients (#4752)
# Description

- Add isolated NodeState reference images, TypeTable graph snapshots,
EncodeableFactory registration forks/views, StringTable mutation
versions/private copies, and ServiceMessageContext mapping-holder
generation tracking. Reference images are lazy for empty nodes;
selected-image clones own independent storage and publication ownership.
- Add the complete generic NodeBrowser continuation-dependency
capability. This does not implement server browse-history retention,
NodeManager read images, or server batch/readiness admission.
- Add optional client binding capture for SessionClient, native Session
and ManagedSession, with managed-lease/native-channel generation
composition. Bindings capture authenticated-session identity, mapping
holders/versions and owned endpoint/policy/configuration observations.
Replacement, reconnect, mapping ABA and disposal permanently invalidate
stale bindings; disposing a binding does not dispose its owner.
- Preserve cancellation and master pooled-response ownership: a rejected
pooled response is released exactly once; an accepted response remains
caller-owned. Keep native transport submission under its replacement
gate and completion outside the gate, without routing ordinary unbound
requests through binding machinery.
- Rename the existing server lookup interface and all actual consumers
with minimal hunks; add focused fixtures, generated FileTypeClient usage
guidance, and package/transport documentation.

**Breaking preview type identity:** the existing 2.0-preview server
lookup `Opc.Ua.ISessionBindingProvider` becomes
`Opc.Ua.IServerSessionBindingProvider`. Server lookup consumers must
update their referenced type and rebuild. This is neither
source-compatible nor binary-additive for that preview type. The new
client capability is optional and adds no mandatory members to existing
ISession/ISessionClient/ITransportChannel contracts. This
preview-to-preview rename is documented in SessionBindings/Transports,
not in the 1.5-to-2.0 MigrationGuide.

**Ownership boundary:** no RequestLifetime changes,
certificate-manager/channel-entry adoption, BaseVariableState changes,
Method-result feature extraction, NodeManager batch/readiness or
browse-history retention, session restoration, registry federation, WoT
conversion, or WoT runtime/planners/events.
DependencyInjection/ResourceIsolation/index changes are lookup/link
closure only. SessionManager's PR hunk changes only its implemented
lookup-interface name; newer master public diagnostic masking is not
replaced.

## Related Issues

_Reference all GitHub issues this PR addresses. If there is no issue
yet, open one and link it here._

_If this is a relatively large or complex change, a design must have
been discussed in the related tracking issue and signed off (which
becomes the Architectural Decision Record (ADR))._

- Part of #4511: user-approved combined groups 5+6 Wave A extraction.
This PR does not close the umbrella or publish Wave B.

## Checklist

_Put an `x` in the boxes that apply. You can complete these step by step
after opening the PR._

- [ ] I have signed the
[CLA](https://opcfoundation.org/license/cla/ContributorLicenseAgreementv1.0.pdf)
and read the
[CONTRIBUTING](https://github.com/OPCFoundation/UA-.NETStandard/blob/master/CONTRIBUTING.md)
doc.
- [ ] I have added tests that prove my fix is effective or that my
feature works and increased code coverage.
- [x] I have added all necessary documentation.
- [x] I have verified that my changes do not introduce (new) build or
analyzer warnings.
- [ ] I ran **all** tests locally using the **UA.slnx** solution against
at least .net **framework** and .net **10**, and all passed.
- [ ] I fixed **all** failing and flaky tests in the CI pipelines and
**all** CodeQL warnings.
- [x] I have addressed **all** PR feedback received.

### Review qualification

Review fixes are published at
**`6b0eb1d5c32a439300fbcaff974b9af8b909161b`**, changing eight
already-owned files. All five received review threads were replied to
and resolved after verification. Factory selector installation and
target-selection-plus-commit share the root publication gate, with
consistent root→image release/capture ordering. TypeTable selector
installation and final mutation routing share its existing gate. Native
bound channel validity uses volatile observations; the two owned XML
defects are corrected.

| Requirement | Evidence |
|---|---|
| Selector installation must not hide TypeTable mutations |
`SelectorInstalledDuringNodePreparationReceivesMutation`: old Add
routing failed on both TFMs; corrected routing passes on both within
**148/148** factory/TypeTable controls |
| Selector installation must not race factory commit routing | Static
common-root-gate/order proof plus baseline-GREEN
`BuilderCapturedBeforeOwnershipUsesSelectedFactory`,
`ViewOwnerReleasePreservesRegistrationsAndAllowsReuse`,
`ViewOwnerReleaseCanRetryAfterPendingPublication`,
`PublicationProtectsPendingAndRetiredFactoryImages` |
| Lock-free validity must observe owner transitions | Static
volatile-read reasoning plus native
`BoundRequestCannotDispatchWhileNativeReplacementIsPendingAsync`,
`BoundResponseRejectsInvalidationAfterNativeDispatchAsync`,
`BoundClientCannotRetryAcrossFaultedManagedEntryReplacementAsync`:
**12/12 each TFM**; Core binding/pooled ownership controls **17/17 each
TFM** |
| Correct owned XML documentation | “an unmanaged” and one multiline
`ReferenceUpdate.Next` summary; scoped whitespace/INFO and build
evidence below |

Factory controls are **not** claimed as a deterministic factory RED, and
public transport controls are **not** claimed as a deterministic
weak-memory RED. No private-lock reflection, artificial production seam,
or source-name assertion was added. The TypeTable RED uses the real
`ILocalNode.NodeClass` callback during node preparation, and both
expected RED receipts/TRX were retained.

All accepted review runs use the unchanged admitted SDK wrapper, normal
project references, sole mutex, one node/no shared compiler, finite
resource guards and canonical short-C build outputs. Source hashes were
frozen per command and matched the committed bytes afterward. SDK
ownership was released **before** commit/push/review replies. No
automatic merge was requested.

Scoped whitespace passed across the four affected projects. Review INFO
classification is **0 owned findings / 13 untouched baseline findings
excluded** (whole-file formatter exits 1,1,0,0); no baseline
RCS1140/RCS0055 expansion or suppression. The final normal net10 public
Client/Core/Types trim/AOT-analyzer closure passed **0 warnings / 0
errors**. This is not a NativeAOT publish/run.

<details>
<summary>Accepted review command payloads and results</summary>

These exact argument payloads were executed through the unchanged
guarded SDK wrapper. `$proof` expands to the protected results-directory
below. Successful explicit builds of the same source preceded the
`--no-build` runs.

```powershell
$proof = 'C:\Users\mschier\.copilot\session-state\a3b74048-c52f-4c87-8773-7a46c9ab0087\files\qualification-review-4752'

# Exit 0: 148 passed, 0 failed
dotnet test tests\Opc.Ua.Types.Tests\Opc.Ua.Types.Tests.csproj -f net48 -p:CustomTestTarget=net48 -p:UseArtifactsOutput=true -p:ArtifactsPath=C:\cp56-a3b7-v2 -nr:false --no-restore --verbosity minimal --filter "FullyQualifiedName~EncodeableFactorySnapshotTests|FullyQualifiedName~TypeTableTests" --logger "trx;LogFileName=review-types-green-net48.trx" --results-directory $proof

# Exit 0: 148 passed, 0 failed
dotnet test tests\Opc.Ua.Types.Tests\Opc.Ua.Types.Tests.csproj -f net10.0 --no-restore --no-build --filter "FullyQualifiedName~EncodeableFactorySnapshotTests|FullyQualifiedName~TypeTableTests" --logger "trx;LogFileName=review-types-green-net10.trx" --results-directory $proof -p:CustomTestTarget=net10.0 -p:UseArtifactsOutput=true -p:ArtifactsPath=C:\cp56-a3b7-v2 -nr:false --verbosity minimal

# The following two per-TFM payloads each exited 0:
# Core: 17/17 net48 and 17/17 net10.0; Client: 12/12 net48 and 12/12 net10.0
foreach ($tfm in @('net48', 'net10.0')) {
    dotnet test tests\Opc.Ua.Core.Tests\Opc.Ua.Core.Tests.csproj -f $tfm --no-restore --no-build --filter "FullyQualifiedName~SessionBindingResponseTests|FullyQualifiedName~SessionBindingContextTests" --logger "trx;LogFileName=review-actual-core-green-$tfm.trx" --results-directory $proof -p:CustomTestTarget=$tfm -p:UseArtifactsOutput=true -p:ArtifactsPath=C:\cp56-a3b7-v2 -nr:false --verbosity minimal
    dotnet test tests\Opc.Ua.Client.Tests\Opc.Ua.Client.Tests.csproj -f $tfm --no-restore --no-build --filter "FullyQualifiedName~BoundRequestCannotDispatchWhileNativeReplacementIsPendingAsync|FullyQualifiedName~BoundResponseRejectsInvalidationAfterNativeDispatchAsync|FullyQualifiedName~BoundClientCannotRetryAcrossFaultedManagedEntryReplacementAsync" --logger "trx;LogFileName=review-actual-client-green-$tfm.trx" --results-directory $proof -p:CustomTestTarget=$tfm -p:UseArtifactsOutput=true -p:ArtifactsPath=C:\cp56-a3b7-v2 -nr:false --verbosity minimal
}

# Exit 0: 0 warnings, 0 errors
dotnet build src\Opc.Ua.Client\Opc.Ua.Client.csproj -f net10.0 -p:CustomTestTarget=net10.0 -p:UseArtifactsOutput=true -p:ArtifactsPath=C:\cp56-a3b7-v2 -nr:false --no-restore --verbosity minimal
```

The six expanded GREEN commands, exact results/TRX hashes and two
expected RED commands are retained in
`qualification-review-4752\qualification-summary.json`, SHA256
`C5E71A4D8D37BAC8803F6DF38B6BCE2B70F3D0AFD5DEC8493FAE9DB440DCFB5A`.
Committed/qualified byte identity is in `publication-identity.json`,
SHA256
`CD9515FE96703F8B241F2B7B9B71F73EF0FF2626C2C8BCCE40307971A8F8E809`.
Per-command raw exits, guards, hashes and reports are retained outside
disposable build roots.

For each record in the protected `format-inputs.json` (Types/Core/Client
libraries and Types.Tests), the recorded Project/Include values expand
these exact payloads:

```powershell
# Workspace properties recorded with the formatter receipts:
$env:CustomTestTarget = 'net10.0'
$env:UseArtifactsOutput = 'true'
$env:ArtifactsPath = 'C:\cp56-a3b7-v2'

# All four exit 0
dotnet format whitespace $Project --no-restore --verify-no-changes --verbosity minimal --include $Include

# Exits 1,1,0,0 due only to untouched baseline findings; owned=0, baseline=13
dotnet format $Project --no-restore --severity info --verify-no-changes --verbosity minimal --report "$proof\formats\review-info-$i" --include $Include
```

Initial fresh matrix evidence remains separately identified and
unchanged: Types274/Core119/Client151/server137 net10;
Types274/Core119/Client151/server135 net48, all passing. Qualification
base remains `0dff94bd378e79b8cf1a47e1aaf340f9b4b40048`; the initial
published head was `9fee4583`. All 16 initial exact command
arrays/results/TRX hashes remain in protected
`qualification-v2\qualification-summary.json`, SHA256
`88E10240C20049B59A3401BE007C6528A85DF2F3DCFAF9D11D908CEF2946DA4E`.

Failures/incidents remain retained rather than relabeled as success:
original disappeared-root historical counts are invalidated; the
large-TRX controller DOM-parser failure is preserved separately from
accepted streaming receipts; the review argument-array
defect/default-D-output controls are preserved but excluded from
canonical review qualification. Correctly separated argument rechecks
produced the accepted short-C Core/Client receipts. The sole SDK wrapper
was not changed.

Full UA.slnx, measured coverage increase, CLA verification, NativeAOT
publication and current-head/master CI/CodeQL remain unclaimed. Actual
merge—not resolved review threads—unlocks Wave B.

</details>
2026-10-13 06:25:43 +02:00

47 KiB

Server resource isolation

Resource isolation limits how many connections and requests one server accepts, how much incomplete-message data it retains, and how it shares request execution between callers. The listeners and request dispatcher enforce the same policy. It complements message-size and connection-rate limits. Use it to keep a busy client or group of clients from consuming resources needed by other workloads. It does not cap all memory used by your application or protect the network link from being saturated.

StandardServer.ResourceIsolationOptions selects the policy. Hosted servers use OpcUaServerOptions.ResourceIsolation or the fluent configuration below. Balanced is the default, for both direct and hosted StandardServer instances. A host can instead supply an IServerResourceIsolationProvider.

Contents

Terms

These terms describe resource accounting, not permission to access OPC UA data.

Term Meaning here
Admission Checking available capacity before accepting a connection, retaining data, or starting work. Refusal means that check failed.
Classifier / provider The host's classifier maps verified evidence to a caller group. The provider applies resource limits to that group. Neither replaces service authorization.
Physical connection checks The listener checks capacity before allocating state for an actual network connection. This does not mean that each HTTP request needs another connection slot. Several requests can use the same connection.
Isolation refusal A rejection by the resource-isolation provider, for example because capacity or a per-caller limit is exhausted. A rate limiter or normal service authorization can reject work independently.
Owner The accounting group charged for work: an observed address, a verified application or Session identity, or an explicitly configured group. It is not necessarily one person or one client process.
Stage One separately counted resource, such as connections, queued requests, or retained bytes. The API names are listed under Accounting and lifetime.
Floor / reservation Capacity kept for a particular class of work or configured owner. Other classes cannot borrow it, even when it is unused. Floors are inside the existing total, except at the RequestQueue, RequestQueueBytes and ParkedRequest stages, where the default total adds them on top of the configured queue (see Configuring request and caller limits).
Shared capacity / work-conserving Capacity available to all classes. If only one owner has work, it can use the unused shared capacity up to its hard limit. The server does not divide it into fixed equal shares. Reserved capacity is excluded.
Lease The provider's record of capacity in use. Disposing the lease releases that charge. It is not a time-limited Session or credential.
Bootstrap / reconnect Initial startup or recovery of a connection or Session. Protected access requires a trusted ingress mapping or, where applicable, an authoritative live Session binding. A request's name alone is not evidence.
Control work Recovery or maintenance requests, classified using a verified Session or an explicit trusted mapping rather than the service name alone.
Weighted fairness Selecting queued requests in turns between eligible owners, with more turns for a higher configured weight. It is not a CPU-time share or a response-time guarantee.
Allocation cost A conservative charge used before retaining a decoded request or HTTP body, not a measurement of actual managed-heap allocation.
Protected ingress A network entry path whose access restrictions are enforced by the deployment, so a classifier can identify protected traffic before OPC UA authentication. An IP address alone does not establish identity.
UASC UA Secure Conversation, the OPC UA secure-channel protocol. Its incomplete multi-chunk messages retain arrays until completion or cleanup.

Profiles

SharedOnly

Choose SharedOnly to let callers share the configured limits without per-caller reservations or weighted request scheduling. The server does not install the default isolation provider. Connection-rate limits, message-size limits, and the shared reassembly budget still apply, and requests are dispatched in the order they enter the queue.

Use it when shared limits are the intended policy, or when a deployment needs zero/unlimited settings or totals that cannot accommodate the other profiles. For example, a controlled set of clients can continue sharing a reassembly budget without reserving separate startup capacity:

server.ResourceIsolationOptions.Mode = ServerResourceIsolationMode.SharedOnly;

Avoid it if competing callers need request scheduling by owner or protected capacity. Under saturation, earlier callers can occupy the shared resource and later callers are refused: an over-budget intermediate UASC chunk results in BadTcpNotEnoughResources and channel closure. A full decoded-request queue results in BadServerTooBusy. Zero/unlimited settings retain their defined meaning. This mode does not disable all limits.

FairShare

FairShare adds bounded owner accounting, optional per-owner hard limits, and weighted scheduling of decoded requests. It reserves no capacity for startup, reconnect, control work, or trusted owners. All stage capacity is shared.

Use it for competing applications that need turns at request execution but do not need protected reserves. For example, two owners with queued reads take turns as workers become available, while a lone active owner can use idle shared capacity. Configure a hard limit if one owner should not occupy all execution slots:

server.ResourceIsolationOptions = new ServerResourceIsolationOptions
{
    Mode = ServerResourceIsolationMode.FairShare,
    Stages =
    [
        new ResourceIsolationStageOptions
        {
            Stage = ResourceIsolationStage.RequestExecution,
            OwnerHardLimit = 8
        }
    ]
};

Avoid it when recovery must have reserved resources, or when configuration cannot meet the finite bounds described below. Nonzero reservations and TrustedOwners are invalid in this profile. At saturation, already queued work can wait for execution, but new work that cannot fit in the bounded queue is refused with BadServerTooBusy. Retained chunks never wait for fairness: insufficient bytes produce BadTcpNotEnoughResources. No existing charge is revoked to let a new owner in.

Balanced (default)

Balanced adds separate startup and reconnect reserves to FairShare, plus control-work reserves at decoded-request stages. Ordinary traffic cannot use those reserves. Eligible protected traffic uses its own reserve first and can also use available shared capacity, subject to its hard limit.

Keep the default for finite-capacity servers that need to prevent ordinary traffic from occupying every resource needed for recovery. For example, a verified live Session's recovery request can use reconnect capacity when the shared request queue is full. A new physical connection still needs protected ingress classification to use connection reserves.

Reserving capacity does not make every new client eligible for it. Without an ingress classifier, unknown connections use shared capacity even when the bootstrap and reconnect reserves are idle. Startup does not require a classifier for Balanced, and it does not silently remove those reserves. Ordinary callers can receive BadServerTooBusy for decoded requests or BadTcpNotEnoughResources for intermediate chunks while protected capacity is still free. A connection rejected before protocol startup may simply close.

The configuration example uses Balanced. Do not use an undersized configuration and expect the server to reduce reserves or raise totals automatically. If reserved capacity is not the intended policy, select FairShare. If unlimited or otherwise unsupported totals are required, select SharedOnly.

TrustedReservations

TrustedReservations adds a separate reserve and scheduling weight for each owner listed in TrustedOwners, in addition to Balanced's class reserves. Other owners cannot borrow that owner's reserve. Use TrustedResourceOwnerOptions.Reservations to override the reserved amount and hard limit for each resource. Omitted resources receive enough reserved capacity for one operation or one maximum-message charge.

Use it when a bounded, known group, such as plant-control applications, needs capacity that reporting applications cannot occupy. For example, the trusted-ingress example gives that group its own resources and more request-dispatch turns. At shared saturation it can still use its free reserve. If its reserve, available shared capacity, or hard limit is exhausted, it receives the same busy/resource errors as other callers. Being trusted does not bypass limits.

A list of owner names is not enough, regardless of whether it comes from code, JSON, or another configuration source. Your application must also register an IResourceIsolationClassifier that identifies which callers belong to those owners. The server rejects a TrustedReservations configuration without owner definitions or a classifier. If the classifier returns a trusted-owner key that is not configured, the provider rejects the mapping instead of granting unrestricted access.

Configuration

This hosted example chooses finite limits explicitly. Its values illustrate sizing, not a required configuration for every server. The connection hard limit of 16 is per owner, even though the server permits 100 Sessions in total.

services.AddOpcUa()
    .AddServer(options =>
    {
        options.ApplicationName = "MyServer";
        options.MaxMessageSize = 4 * 1024 * 1024;
        options.ConfigureBuilder = configuration => configuration
            .SetMaxSessionCount(100)
            .SetMaxChannelCount(200);
    })
    .WithChunkReassemblyBudget(64L * 1024 * 1024)
    .ConfigureResourceIsolation(options =>
    {
        options.Mode = ServerResourceIsolationMode.Balanced;
        options.MaxTrackedOwners = 4096;
        options.HandshakeTimeout = TimeSpan.FromSeconds(30);
        options.Stages =
        [
            new ResourceIsolationStageOptions
            {
                Stage = ResourceIsolationStage.RequestExecution,
                OwnerHardLimit = 8
            },
            new ResourceIsolationStageOptions
            {
                Stage = ResourceIsolationStage.Connection,
                OwnerHardLimit = 16
            }
        ];
    });

For direct construction, assign options before starting the server with its ApplicationConfiguration. Here telemetry is the application's ITelemetryContext:

var server = new StandardServer(telemetry)
{
    ResourceIsolationOptions = new ServerResourceIsolationOptions
    {
        Mode = ServerResourceIsolationMode.Balanced
    },
    ChunkReassemblyBudget = new ChunkReassemblyBudget(64L * 1024 * 1024)
};

JSON configuration

The hosting section is OpcUa:Server:ResourceIsolation. Load it through the server builder, for example services.AddOpcUa().AddServer(configuration.GetSection("OpcUa:Server")). The binder parses these options explicitly, without reflection-based binding:

{
  "OpcUa": {
    "Server": {
      "ResourceIsolation": {
        "Mode": "Balanced",
        "MaxTrackedOwners": 4096,
        "HandshakeTimeout": "00:00:30",
        "Stages": [
          { "Stage": "RequestExecution", "OwnerHardLimit": 8 }
        ]
      }
    }
  }
}

The same section also accepts MaxOwnerKeyLength, DefaultWeight, MaxRetainedMessageBytes, BootstrapReservedBytes, ReconnectReservedBytes, and TrustedOwners. Each trusted owner has Key, Weight, and Reservations. Each reservation has Stage, Reserved, and optional HardLimit. Using JSON configuration does not allow you to implement or register a classifier. Register your application's classifier in code with AddResourceIsolationClassifier<T>().

Providers and startup ownership

At startup, StandardServer creates and validates a runtime plan, constructs the default provider, and supplies it to its listeners and request dispatcher. It disposes the provider it creates. The exceptions are SharedOnly and an explicitly supplied provider: neither causes installation or validation of a default provider.

A host can assign ServerBase.ResourceIsolationProvider directly or register IServerResourceIsolationProvider in DI. That provider takes precedence even when the options select SharedOnly. StandardServer does not dispose it. Its creator or DI container owns its lifetime. The same ownership rule applies to an explicitly supplied classifier.

If you implement a custom provider, make its limits agree with the listeners and request dispatcher that use it. For example, a provider cannot guarantee 20 queued requests when the dispatcher allows only 10. The lower dispatcher limit still rejects excess work. The next section explains the checks performed for the default provider. A custom provider must perform equivalent checks for the promises it makes.

An installed provider checks decoded-request capacity whether it selects weighted scheduling or FIFO. UseFairScheduling = false selects one queue in arrival order, not an exemption from request-count, retained-data, execution, or parked-request limits. If the request at the front cannot obtain execution capacity, later requests do not overtake it.

Startup validation and sizing

ServerResourceIsolationOptions.CreateRuntimePlan validates FairShare, Balanced, and TrustedReservations during default-provider startup. Invalid values cause configuration exceptions rather than silent reserve removal or hidden increases to configured totals. The JSON binder also rejects malformed numbers and unknown enum values when options are loaded.

Check Available settings and corrective action
Finite resource bounds Set positive ServerConfiguration.MaxSessionCount, MaxChannelCount, and TransportQuotas.MaxMessageSize / MaxBufferSize. Use SharedOnly if existing unlimited settings are intentional.
Connection space after reservations Adjust MaxChannelCount, the intended MaxSessionCount, or Stages entries for Connection. Shared connection capacity must still hold Sessions plus one, as explained below.
Every stage can hold work A Stages[].Capacity override can only lower its existing total. After all reservations, shared capacity must hold at least one operation or maximum-message charge.
Valid reserves and owner limits Each nonzero reserve must hold at least one operation/message. OwnerHardLimit and trusted HardLimit must fit the stage and its applicable reserves. Reduce requested reserves, explicitly raise the underlying total, or choose a different profile.
Retained-message space Size ChunkReassemblyBudget through WithChunkReassemblyBudget(...) or direct assignment. Reduce MaxMessageSize only if the workload permits it. A custom MaxRetainedMessageBytes must be a real upper bound, not a value chosen to pass validation.
Bounded accounting MaxTrackedOwners, MaxOwnerKeyLength, and DefaultWeight must be positive. The owner table needs room for shared traffic, each protected class in use, and every trusted owner.
Valid profile entries Duplicate stages/owner keys, invalid stages, arithmetic overflow, incompatible reservations, or trusted owners outside TrustedReservations are rejected.
Startup deadline HandshakeTimeout must be positive and at most two minutes. Two minutes is the default.

The server validates HandshakeTimeout even in SharedOnly mode and when a custom isolation provider is supplied, before replacing an existing policy. Listener-settings creation rechecks the value in case configuration changed after initialization. Failures name HandshakeTimeout. Protected rate-limit failures identify ConnectionsPerSecond or ConnectionBurst and the minimum required by the configured reservations.

Slot totals come from MaxChannelCount for Connection/Handshake, ServerRateLimitOptions.MaxConcurrentSessionEstablishment for SessionEstablishment (its default applies to nonpositive values), and the existing request-dispatch limits for queued, executing, and parked work. The dispatcher already uses at least 100 queue slots and 100 execution slots. The plan mirrors those minimums. Apart from the decoded-request queue stages described under Configuring request and caller limits, it does not raise configured totals to make reservations fit. Stages[].Capacity can apply a smaller isolation limit.

For Balanced and TrustedReservations with the default connection rate limiter enabled, startup also checks the rate and burst. Each must accommodate one bootstrap token, one reconnect token, one per trusted owner, and at least one shared token. For example, Balanced needs effective ConnectionsPerSecond and ConnectionBurst of at least 3. Set those fields explicitly to suit the deployment, or select a profile without rate reservations. A custom IServerRateLimiterProvider is not replaced or wrapped by this policy.

Sessions, channels, and reserved capacity

The Session/SecureChannel N+1 relationship means a server configured for N = MaxSessionCount needs room for an additional channel so a client can replace a connection. This implementation validates that the shared Connection capacity itself is at least N+1, after subtracting all connection reservations. Protected ingress capacity is not counted toward ordinary replacement-channel space.

For example, MaxSessionCount = 100 and MaxChannelCount = 101 satisfy the unpartitioned N+1 count but fail Balanced's default runtime plan: its two connection reserves leave only 99 shared slots. MaxChannelCount = 103 leaves 101 shared slots and two reserved slots. A trusted owner with the default one-connection reserve would require another slot. These checks ensure sufficient total capacity. They do not promise the entire advertised Session maximum to each owner. Per-owner limits and other callers' usage still apply.

Reserve sizes and explicit opt-outs

Balanced defaults to one startup and one reconnect operation at slot-based stages. It also reserves one control operation at decoded-request stages. For ReassemblyBytes, each startup/reconnect reserve holds the default pool's conservative maximum retained-message footprint. For RequestQueueBytes, each reserve holds one MaxMessageSize charge.

With a 4 MiB message limit, a 65,536-byte buffer limit, and a 64 MiB reassembly budget, the default retained-message bound is 16.25 MiB. Bootstrap and reconnect each reserve 16.25 MiB, leaving 31.5 MiB shared. This bound allows for retained arrays and pool overhead. It is not the payload size.

For custom buffer managers or transports, the host supplies MaxRetainedMessageBytes if their maximum retained footprint differs from the default bound. Startup checks its positivity and fit, but cannot prove that the custom allocator respects it.

To disable a particular stage's protection intentionally, set that stage's BootstrapReserved, ReconnectReserved, or ControlReserved to 0. For a trusted owner, set that stage's TrustedResourceReservation.Reserved to 0. This deliberately removes that guarantee rather than providing an automatic fallback. The top-level BootstrapReservedBytes and ReconnectReservedBytes instead require at least one retained-message footprint in Balanced/TrustedReservations. Use the ReassemblyBytes stage overrides, not those top-level properties, to disable byte reserves. Omitting an override keeps the profile default.

View effective limits at startup

The default provider writes one Information-level startup log for each resource stage. Each entry shows total capacity, shared capacity, startup/reconnect/control reserves, the total trusted-owner reserve, and the ordinary owner's hard limit. Slot-based resources are logged as counts. Reassembly and request-data resources are logged in bytes. Enable Information logging for Opc.Ua.Server.DefaultServerResourceIsolationProvider to compare the effective limits with your deployment settings. The entries contain no owner names, tokens, or certificates.

Running in a container

Choose the underlying resource totals to fit inside the container's memory and CPU limits, then use the startup logs to verify the resolved reservations. Do not set ReassemblyBytes or RequestQueueBytes to the entire Kubernetes memory limit. That memory also holds the address space, subscriptions, responses, TLS state, the garbage collector's working memory, and application code. Keep headroom for those allocations and measure the workload under the intended container limit.

The stack does not derive its quotas from Kubernetes or cgroup limits. Container memory enforcement remains the runtime's responsibility and can terminate a process that exceeds its limit. Because .NET uses garbage collection and dynamic allocation, counted request bytes do not correspond exactly to process memory use. Collection timing, retained objects and temporary buffers also affect the peak. CPU limits can inform how many handlers you allow to execute concurrently, but request slots do not measure CPU time. Explicit configuration remains the predictable approach.

Inspect the plan in application code

The server developer or deployment's configuration checker can run this code before starting a server. Use a .NET 10 console project referencing the server library, but no running listener, certificates, debugger, or custom classifier:

using System;
using Opc.Ua;
using Opc.Ua.Bindings;
using Opc.Ua.Server;

var configuration = new ApplicationConfiguration
{
    ServerConfiguration = new ServerConfiguration
    {
        MaxSessionCount = 100,
        MaxChannelCount = 103,
        MinRequestThreadCount = 1,
        MaxRequestThreadCount = 100,
        MaxQueuedRequestCount = 100
    },
    TransportQuotas = new TransportQuotas
    {
        MaxMessageSize = 4 * 1024 * 1024,
        MaxBufferSize = 65536
    }
};
var options = new ServerResourceIsolationOptions();
var rateLimits = new ServerRateLimitOptions
{
    MaxConcurrentSessionEstablishment = 64
};
var budget = new ChunkReassemblyBudget(64L * 1024 * 1024);
ServerResourceIsolationPlan plan =
    options.CreateRuntimePlan(configuration, rateLimits, budget);

foreach (ResourceIsolationStage stage in Enum.GetValues(typeof(ResourceIsolationStage)))
{
    ResourceIsolationStagePlan limits = plan.GetStage(stage);
    Console.WriteLine(
        $"{stage}: total={limits.Capacity}, shared={limits.SharedCapacity}, " +
        $"bootstrap={limits.BootstrapReserved}, reconnect={limits.ReconnectReserved}, " +
        $"control={limits.ControlReserved}, trusted={limits.TrustedReserved}, " +
        $"ownerLimit={limits.OwnerHardLimit}");
}

For example, Connection prints total 103, shared 101, and bootstrap and reconnect 1 each. ReassemblyBytes prints total 67108864, shared 33030144, and bootstrap and reconnect 17039360 each. Use the actual application's configuration, rate options, and budget in place of these illustrative values.

Creating a plan does not start enforcement, test ingress trust, or validate the separately constructed connection rate limiter. Even with Mode = SharedOnly, an explicit call to CreateRuntimePlan asks for a finite plan and validates it. Normal SharedOnly startup skips that call. CreatePlan is the separate reassembly-only sizing calculator, not a complete plan for GetStage. For an installed DefaultServerResourceIsolationProvider, its Plan property exposes the snapshot actually in use.

Accounting and lifetime

Publish requests that wait for notifications

Built-in Publish requests already release their execution worker while waiting for a notification. ServerConfiguration.DecoupleHeldPublishRequests is true by default. Leave it enabled so waiting Publish requests do not occupy workers needed by reads, writes, and other callers.

While the worker is released, the request still consumes its parked-request slot and retained-data allowance. Completing or cancelling the request releases those charges. If you disable DecoupleHeldPublishRequests, the waiting request keeps its execution slot instead.

Letting a custom handler release its worker while waiting

Register an IRequestParkingPolicy to select custom requests whose handlers can wait without occupying an execution worker. The endpoint checks the policy before queueing the request and supplies RequestLifetime.ParkSink to selected handlers. Built-in Publish requests remain eligible without a policy.

For example, this policy selects a single call to a method that waits for an alarm. Other calls continue using an execution worker until they complete:

var waitMethodId = new NodeId("WaitForAlarm", 2);
var parkingPolicy = new DelegateRequestParkingPolicy(request =>
{
    if (request is not CallRequest call || call.MethodsToCall.Count != 1)
    {
        return false;
    }
    return call.MethodsToCall[0].MethodId == waitMethodId;
});

services.AddOpcUa()
    .AddServer(options => options.ApplicationName = "MyServer")
    .WithRequestParking(parkingPolicy);

For a directly constructed server, assign server.RequestParkingPolicy = parkingPolicy before startup. You can also register an IRequestParkingPolicy singleton in the hosting container. The predicate must be quick, thread-safe, and free of authentication side effects. Selection is not permission to invoke the method. Normal request validation and authorization still apply.

Inside the handler, finish validation and execution-intensive work, then start the asynchronous operation that will complete the response. Notify the supplied sink when the handler reaches its waiting point:

private static async ValueTask<CallResponse> WaitForResponseAsync(
    Task<CallResponse> pendingResponse,
    RequestLifetime lifetime)
{
    lifetime.ParkSink?.NotifyParked();
    return await pendingResponse.WaitAsync(lifetime.CancellationToken)
        .ConfigureAwait(false);
}

Do not replace the sink or signal a different sink. Do not resume unbounded CPU work after signaling. Bounded response completion and delivery may still continue. Repeated notifications are harmless, but the handler must remain pending until its real result, cancellation, or failure.

With isolation enabled, selected requests reserve a ParkedRequest slot before entering the queue, even if the handler eventually completes without signaling. Signaling releases execution capacity only. The retained-data charge and parked slot remain in use until completion. A handler that ignores cancellation retains those charges through shutdown until it exits. Choose the policy narrowly to avoid reserving parked slots for ordinary short-running calls.

The global DecoupleHeldPublishRequests setting controls this behavior for both Publish and custom requests. Setting it to false keeps the execution worker attached even when a handler signals its sink.

If you implement IEndpointIncomingRequest directly instead of using the normal endpoint wrapper, implement IParkableIncomingRequest and expose one stable RequestParkSink before queueing. Signal that same sink from the handler. The queue then applies the same parked-capacity, completion and cancellation rules.

Stage What stays charged
Connection A physical connection until actual closure, including reverse-connect handoff.
Handshake Initial protocol startup until completion or closure, and OpenSecureChannel renewal work while processing. Initial startup has a fixed deadline.
ReassemblyBytes UASC intermediate chunks: actual byte lengths of retained arrays. Common HTTPS body readers: a conservative charge taken before reading.
SessionEstablishment Concurrent CreateSession/ActivateSession processing, not the lifetime of the resulting Session.
RequestQueue Decoded requests awaiting dispatch.
RequestExecution A running request handler. A Publish request releases this slot when it starts waiting for a notification.
RequestQueueBytes One MaxMessageSize charge per retained decoded request, through queued, executing, and parked processing.
ParkedRequest A request that may wait without occupying a worker, such as Publish. Its capacity is reserved before queueing and kept until completion.

What happens when a limit is reached

An incomplete message cannot wait indefinitely for another client to free memory. If the next chunk does not fit, the listener discards that message and closes its channel with a resource error. This prevents the receive loop from waiting while holding data that the sender might never complete.

A complete, decoded request can wait in the configured request queue. When a worker is available, weighted scheduling chooses the next eligible caller. A higher weight gives that caller more turns. It does not reserve more bytes, interrupt a running handler, or guarantee a particular response time.

The server releases resource charges when the work completes or fails. Cancellation and shutdown also trigger cleanup. If your request handler ignores cancellation and continues running, its capacity remains in use until it exits. The server does not take capacity away from an accepted request to make room for another caller.

Configuring request and caller limits

MaxQueuedRequestCount is the number of decoded requests that established Sessions can have waiting at once. For the RequestQueue, RequestQueueBytes and ParkedRequest stages, the default total is the configured limit plus the bootstrap, reconnect, control and trusted floors, so the shared capacity equals the configured value. For example, with MaxQueuedRequestCount = 10000, ten clients can each keep 1,000 requests outstanding. Balanced then sizes the RequestQueue stage at 10,003 entries. RequestExecution keeps its floors inside the worker limit, so an idle worker remains available for protected requests. An explicit Stages[].Capacity is still an absolute total that includes the floors, and it cannot exceed the default total.

RequestQueueBytes limits the data retained by decoded requests. The default shared capacity is MaxMessageSize multiplied by the combined queued, executing, and parked request limits. This is deliberately conservative accounting, not a measurement of CLR heap size. Decoder and operation limits continue to apply.

MaxTrackedOwners bounds how many caller groups can have resources charged at once. The server removes a group's accounting entry when its last resource is released. It does not discard a live entry to accept another identity. Some entries are reserved for protected classes and configured trusted owners so ordinary caller churn cannot use every entry.

Memory for clients that already have a Session

When an incomplete message arrives, the Session token may be in a later chunk. The default provider asks the server's IServerSessionBindingProvider whether the channel already carries an activated Session. Such a channel can use the continuity/reconnect byte reserve without a tenant classifier. A channel without an activated Session cannot consume that reserve.

This protects memory for messages on session-bound channels. It does not mean that an anonymous user has become a trusted tenant. The extra eligibility applies only to ReassemblyBytes, not to connection, rate, session-establishment, or request-execution reservations. It also does not consume the separate accounting entry kept for a genuine reconnect caller.

The provider keeps this decision for the current partial message. It checks again when the next message starts. If the Session was closed or moved to another SecureChannel through ActivateSession, the old channel no longer qualifies unless another activated Session still uses it. Closing the transport releases all of its partial-message resources.

The continuity reserve has a finite size shared by qualifying session messages and explicitly classified reconnect work. One maximum-sized message may occupy the entire default reserve. To allow several large messages concurrently, increase ReconnectReservedBytes or the ReassemblyBytes stage's ReconnectReserved, while keeping the total budget large enough for all reserves and shared work. Use a larger continuity reserve when several session-bound clients share one recovery allowance and do not require separation from each other. For example, it can accommodate two simultaneous large messages instead of one.

Use TrustedReservations when particular application groups need capacity that other session-bound clients cannot consume. Each configured owner receives a separate reserve, and your classifier must verify that the caller belongs to that owner. The trusted-ingress example shows that setup. Its extra reserves must also fit within the total budget. An explicit classifier mapping to shared capacity remains shared.

The shared budget's MaxBytes remains an overall ceiling. SharedOnly uses the MaxBytesWithoutSession occupancy rule explained in Rate limiting. A custom provider that implements IResourceIsolationReassemblyProvider can replace that rule with its own classification policy, independently of UseFairScheduling. The shared budget still enforces its total-byte limit. A provider without that capability keeps the occupancy rule, even if it enables fair request scheduling.

Requests without a Session

A request that names no Session (Session-less invocation, OPC 10000-4 §6.3) is not charged to a Session. It uses the same queue and execution stages as other requests, and AddSessionlessInvocation adds a budget of its own: the number of such requests that run at the same time on the server and on one channel. A request over the budget receives BadServerTooBusy. See Limiting concurrent requests.

Trust, anonymous clients and NAT

Before a caller is authenticated

The provider groups ordinary incoming connections by their observed address. IPv4 and its IPv4-mapped IPv6 representation belong to the same group. This lets you limit a busy source, but does not authenticate it. NAT can make many clients appear to share one address. A previous successful client at that address does not prove that the next connection is trustworthy.

IResourceIsolationClassifier.TryClassifyIngress is the host's way to map protected traffic before OPC UA authentication. The deployment operator establishes access restrictions on a network, proxy, or transport entry point. Your classifier uses that evidence to return the configured group. The provider checks the returned key and class, but cannot verify your firewall or proxy configuration for you.

After application or Session authentication

After authentication, validated application certificates and verified live Session bindings allow stronger grouping. Certificates supplied under SecurityPolicy None are removed from the context passed to the classifier. A secure application certificate does not, by itself, grant a provisioned trusted-owner reserve. An activated anonymous Session is not automatically a trusted owner either.

Decoded-request classification uses IServerSessionBindingProvider and is checked again before execution. Stale, transferred, expired, or unknown Session tokens cannot preserve an earlier protected classification. Normal service authentication and authorization still execute. HTTPS logical channels may represent multiple clients. The classifier cannot treat one logical channel as proof of a permanent client identity.

Repeated requests and cached information

To reduce allocations, the provider can reuse a previously calculated caller group and a copy of its certificate information. It still checks the current Session binding, channel evidence, and your classifier before reusing that result. Changed certificates or mappings, a different Session, or Session reactivation prevent an outdated result from being used.

Checking for a reusable entry does not acquire the cache's write lock. Up to eight entries are kept for each live logical channel so several HTTP peers can reuse their entries without replacing one another immediately. The entries can be collected when the channel identifier is no longer used. You do not need to configure this cache, and it does not make authorization decisions.

Example: dedicated trusted ingress

This illustrative classifier is appropriate only for a gateway dedicated to one provisioned group. Before forwarding traffic, that gateway authenticates membership in the group. Network controls ensure no other sender can reach the server using the gateway's observed source address, and untrusted traffic is never forwarded through it. The example maps that already-protected path. The address comparison does not supply those protections.

Configure ProtectedIngress:GatewayAddress in the host's IConfiguration with the gateway address actually observed by the server. It is operator configuration, not a request header or a client-supplied owner name.

using System;
using System.Net;
using Microsoft.Extensions.Configuration;
using Opc.Ua;
using Opc.Ua.Server;

public sealed class DedicatedIngressClassifier : IResourceIsolationClassifier
{
    public DedicatedIngressClassifier(IConfiguration configuration)
    {
        ArgumentNullException.ThrowIfNull(configuration);
        string address = configuration["ProtectedIngress:GatewayAddress"] ??
            throw new InvalidOperationException("Configure ProtectedIngress:GatewayAddress.");
        m_gatewayAddress = Normalize(IPAddress.Parse(address));
    }

    public bool TryClassifyIngress(
        IPEndPoint? remoteEndpoint,
        out ResourceIsolationIdentity identity)
    {
        if (remoteEndpoint != null &&
            Normalize(remoteEndpoint.Address).Equals(m_gatewayAddress))
        {
            identity = new ResourceIsolationIdentity("plant-control", ResourceIsolationClass.Trusted);
            return true;
        }
        identity = default;
        return false;
    }

    public bool TryClassify(
        SecureChannelContext channelContext,
        SessionBindingContext? sessionBinding,
        out ResourceIsolationIdentity identity)
    {
        identity = default;
        return false;
    }

    private static IPAddress Normalize(IPAddress address)
    {
        return address.IsIPv4MappedToIPv6 ? address.MapToIPv4() : address;
    }

    private readonly IPAddress m_gatewayAddress;
}

Returning false from TryClassify leaves the provider to apply the ingress mapping or its ordinary verified-Session/application/address classification. The code never trusts a caller's claimed group. All clients through this gateway share one owner's limits. It is not an example of distinguishing individual clients behind an arbitrary proxy or NAT.

Register the classifier and matching owner in a Generic Host (which supplies IConfiguration), with room for the extra reserves:

services.AddOpcUa()
    .AddServer(options =>
    {
        options.ApplicationName = "MyServer";
        options.MaxMessageSize = 4 * 1024 * 1024;
        options.ConfigureBuilder = configuration => configuration
            .SetMaxSessionCount(100)
            .SetMaxChannelCount(200);
    })
    .WithChunkReassemblyBudget(128L * 1024 * 1024)
    .ConfigureResourceIsolation(options =>
    {
        options.Mode = ServerResourceIsolationMode.TrustedReservations;
        options.TrustedOwners =
        [
            new TrustedResourceOwnerOptions
            {
                Key = "plant-control",
                Weight = 4,
                Reservations =
                [
                    new TrustedResourceReservation(ResourceIsolationStage.RequestExecution, 2, 8)
                ]
            }
        ];
    })
    .AddResourceIsolationClassifier<DedicatedIngressClassifier>();

Here the owner has two reserved execution slots, an execution hard limit of eight, and weight four versus ordinary owners' default weight one. Other stages use that owner's default reserves. For a direct server, assign the same options and server.ResourceIsolationClassifier = new DedicatedIngressClassifier(configuration) before startup. To protect Balanced startup/reconnect ingress instead, implement an equally verified mapping returning Bootstrap or Reconnect, without TrustedOwners. This Trusted classifier is not interchangeable with that mapping.

Transport behavior and overload signals

Raw TCP, Kestrel TCP, and OPC UA binary WebSockets share the server policy. They check connection and handshake capacity before protocol-channel and cryptographic state allocation. HTTPS checks physical connections before TLS and applies bounded common request-body processing. Rate limits remain separate checks.

When the default connection rate limiter is enabled, Balanced and TrustedReservations partition the existing rate and burst totals into shared and protected tokens. Bootstrap, reconnect, and each trusted owner have one token of burst and one token per second. Protected traffic can also use available shared tokens. Shared traffic cannot take protected tokens. Closing a connection does not refund its token. FairShare and SharedOnly keep the ordinary shared token bucket.

Initial startup has a fixed deadline independent of renewable channel lifetimes. Reverse-connect handoff retains the physical connection charge until actual closure. A configured client accepting a valid ReverseHello can finish startup and save the connection for later use without releasing its connection slot.

When a raw TCP connection could be accepted only by reclaiming an unused channel, the rate limiter must approve the attempt before reclamation. That approval consumes one token even if a concurrent change later prevents reclamation. The retry does not consume a second token. This limits expensive reclamation attempts and prevents a caller rejected by the rate limiter from closing another client's channel. Owner-limit rejection does not consume a rate token, and a failed attempt never borrows another class's reserved tokens.

At capacity, the raw listener can reclaim an unused established channel without a Session, but not one with an active handshake, partial message, queued write, or in-flight decoded request. An owner-limit or rate-limit refusal does not evict another channel just to make room for that inadmissible caller.

Condition Client-visible result
Physical connection refused before protocol startup The connection closes. The client sees a transport error because a protocol status cannot always be sent yet.
UASC retained-chunk capacity exhausted The server sends ERR BadTcpNotEnoughResources and closes the channel. If the error cannot be sent, the client observes closure alone.
Decoded-request or SessionEstablishment capacity exhausted The server returns BadServerTooBusy. The client should back off before retrying.
Configured Session maximum reached BadTooManySessions, independently of isolation capacity.
Common HTTPS body-processing capacity refused HTTP 503 (Service Unavailable), including refusal before a WebSocket upgrade. This is distinct from a rate limiter's HTTP 429.

WebSocket close code 1009 means excessive message size, not arbitrary resource pressure. See Rate limiting for retry behavior and additional overload signals.

OpenAPI WebSockets can process concurrent messages so a waiting Publish does not stop other requests. Each pending frame acquires count and retained-byte capacity before it is copied or scheduled, and holds that capacity through response sending. A per-connection bound also applies without an isolation provider. Capacity refusal after upgrade closes with 1013 (Try Again Later), not the message-size code 1009. Shutdown cancels pending work. A handler that outlives the shutdown wait keeps its accounting until it actually exits.

The default provider exposes GetUsage(stage) and TrackedOwnerCount, plus opcua.server.isolation.usage, opcua.server.isolation.owners, and opcua.server.isolation.rejections metrics. Rejections use only bounded stage and reason labels (Capacity, OwnerLimit, OwnerTableFull, InvalidOwner). Application diagnostics should not add owner keys, tokens, or raw addresses as metric labels.

Limitations

  • Unknown callers receive best-effort shared service. Neither fairness nor idle reserves guarantee that all unknown clients can connect or make progress, particularly during a distributed flood. Protected pre-authentication access requires a deployment-enforced ingress boundary and a classifier.
  • Reservations protect only the resources counted here. A full independent budget, custom limiter, exhausted protected reserve, or blocked handler can still prevent progress. There is no fixed response-time guarantee.
  • This is not a whole-heap cap. Subscription/MonitoredItem storage, PubSub, custom REST body buffering, response buffers, and unrelated application allocations need their own limits. Request allocation costs are conservative accounting units, not measured heap sizes.
  • Network bandwidth, connection-backlog attacks, and TLS saturation still need upstream protection. The server cannot authenticate an IP address by observing traffic history.
  • A provider can be shared within a process, but it is not a quota store across a fleet. The host remains responsible for aligning every consumer's physical capacities with a custom shared policy.